Diploma of Finance and Mortgage Broking Management
Designed and developed in consultation with industry experts, this nationally recognised
course is recognised by the MFAA, FBAA and ASIC and by lenders and
There are 2 course options:
1) Upgrade Diploma - the Certificate IV (eg. FNS40811 or FNS40815) is
an NFI pre-requisite if choosing the Upgrade Diploma course.
The Upgrade Diploma is
available for those seeking to broaden the scope of their existing residential broking
skills providing additional depth of
of both management skills and commercial lending.
2) Full Diploma - there are no pre-requisite
if choosing the FULL Diploma course. Students will study 2 Modules, the first
focussing on residential lending and the second focussing on commercial
lending. Click here for
information on the Full Diploma for students not wishing to complete the
Certificate IV separately.
The following 7 units of competency are covered in this FNS50315 Upgrade Diploma course.
The remaining 8 competencies required for a full Diploma qualification are covered as part of the NFI pre-requisite FNS40815 Certificate IV.
BSBRSK401 Identify risk and apply risk management processes
FNSFMB502 Identify and develop complex broking options for client
FNSFMB503 Present broking options to client with complex needs
FNSFMB504 Implement complex loan structures
BSBSUS501 Develop workplace policy and procedures for sustainability
FNSPRM601 Establish, supervise and monitor practice systems to conform with legislation and regulations
FNSRSK602 Determine and manage risk exposure strategies<
for a Fact Sheet on the Upgrade Diploma course.
for a Fact Sheet on the Full Diploma course.
Click here for the MFAA's education
requirements for membership.
Study options and pricing:
The study of the Diploma course has been developed for:
Completion periods: - The structure of our courses is such that the they can be completed as quickly or as slowly
as a trainee prefers within the allocated time.
- People currently working for, or as, a mortgage broker or
similar who are looking to formalise or expand their skills in order to offer
clients commercial lending options;
- People who believe they would enjoy working in the mortgage
broking industry and are looking to gain not only the formal qualification but
additional knowledge to expand their future company's scope;
- People who currently hold a Cert IV and want to undertake
the Diploma in order to comply with the MFAA's latest minimum
education requirement for membership;
- People outside the industry who are considering entering
the mortgage broking or lending industry in an advanced capacity in order to
have the option of increasing their income from broking.
- UPGRADE DIPLOMA -
Trainees have 6 months in which to complete the FNS50315 Upgrade Diploma course. This
completion period for the Upgrade Diploma assumes the trainee already holds an
FNS40815 Certificate IV or equivalent qualification and is seeking to complete
only 7 units as part of the Upgrade Diploma.
- FULL DIPLOMA - Trainees have 12 months to complete the Full Diploma course.
Full Diploma covers both residential and commercial lending/management topics.
- PACKAGE OPTION - Trainees undertaking the FNS40815 Certificate IV and FNS50315 as a package,
6 months to complete the Certificate IV, then an additional 6 months to complete
the Diploma, if required.
Quick links to Diploma course forms:
Return To Course Index